S3 is home to deeply experienced professionals that built their expertise at the world’s most sophisticated hedge funds, prime brokers and derivative counterparties.
Robert S. Sloan
Past Experience: Credit Suisse | Lehman Brothers Inc. | Ministry of International Trade & Industry, Tokyo Japan (MITI)
Rocco M. Nisivoccia
Past Experience: Credit Suisse | UBS Warburg LLC | Paloma Securities | Prudential Insurance Company of America
Daniel Weinstein
Past Experience: Bank of Montreal | Royal Bank of Canada | Credit Suisse (previously Donaldson, Lufkin & Jenrette)
Anthony Caserta
Past Experience: Goldman, Sachs & Co. | Banco Santander (previously Abbey National Securities, Inc.)
Ihor W. Dusaniwsky
Past Experience: Morgan Stanley | Commerzbank Capital Markets
Marie Poliseno
Past Experience: Goldman, Sachs & Co. | BT Securities Corp. | Citibank, N.A.
Howard Sugarman
Past Experience: Tiger Management | Credit Suisse | Drexel Burnham Lambert | Smith Barney
Richard Sansaricq
Past Experience: Credit Suisse | BNP Paribas | Macquarie
Jeffrey C. Smith
Past Experience: Credit Suisse | Banco Garantia | Brown Brothers Harriman
Sarah S. Payne
Past Experience: Lehman Brothers Holdings, Inc. (Bankruptcy Estate) | HSBC | Credit Suisse
Key Professionals
- Anthony Caserta

- Ihor W. Dusaniwsky

- Rocco M. Nisivoccia

- Sarah S. Payne

- Marie Poliseno

- Richard Sansaricq

- Robert S. Sloan

- Jeffrey C. Smith

- Howard Sugarman

- Daniel Weinstein


